Recent representations include:

  • A global financial institution in an insider trading investigation by the Department of Justice and the Securities and Exchange Commission
  • A technology company in parallel DOJ and SEC investigations of alleged Foreign Corrupt Practices Act violations in Africa
  • A high-ranking executive of General Motors in the GM ignition switch investigation by DOJ, the Department of Transportation and the National Highway Traffic Safety Administration
  • A pool of senior executives of a major automobile manufacturer in a DOJ investigation into alleged manipulation of emission control devices and related civil litigation
  • A Fortune 50 Company in an FCPA-related internal investigation in various Latin American markets
  • A hedge fund in connection with a DOJ criminal investigation into possible violations of U.S. sanctions on Sudan, premised on the hedge fund's passive investment in a publicly-traded company with minimal activities in Sudan
  • A major Latin American bank in a DOJ and local investigation into money laundering, including arrests of certain former bank employees 
  • A major medical device company being investigated by DOJ for criminal violations of the Food, Drug, and Cosmetic Act, based on putative violations of current Good Manufacturing Practices (cGMP) regulations
  • A media company in a multi-jurisdictional investigation of corruption involving the FIFA World Cup
  • Several public audit firm professionals in investigations by the Public Company Accounting Oversight Board Division of Enforcement
  • A leading biotechnology company in an SEC investigation of potential securities fraud
  • A large commodities trading firm in an internal investigation into a rogue trader who concealed losses of nearly US$250 million by manipulating the firm's internal controls
  • A pool of senior executives at a major biopharmaceutical company in a joint DOJ/SEC investigation  into allegations of "channel stuffing," financial misstatements, and violations of the Anti-Kickback  Statute 
  • The Board of Directors of a Fortune 50 company in connection with a derivative action alleging breaches of fiduciary duty relating to alleged FCPA violations in eight separate countries
  • A major defense contractor and its top executives in a securities fraud class action and related derivative cases alleging false and misleading statements regarding the financial performance of the company
  • A European manufacturer in a False Claims Act case brought by DOJ, premised on a fraudulent  scheme to evade U.S. customs duties 
  • A State University system in a DOJ False Claims Act investigation involving Federal grants 
  • A major manufacturer in connection with a New York Attorney General antitrust investigation
  • An international insurance company in connection with parallel SEC and DOJ investigations into a large Ponzi scheme
  • An international banker in a FINRA investigation involving a possible violation of the FCPA
  • A major food company and its Board of Directors in securities fraud class action and related derivative claims alleging fraudulent channel stuffing
  • The former CEO of a major construction engineering firm in connection with a criminal investigation by DOJ and the New York Attorney General of alleged bribery and "pay to play" political campaign donations in connection with New York State construction contracts
  • The Board of Directors of a major defense contractor in a derivative action alleging breaches of fiduciary duty in connection with numerous alleged violations of the Federal False Claims Act
  • The Employees Retirement System of Puerto Rico in an action brought by 31 investment funds alleging breaches of contractual obligations under certain secured bonds prompted by the fiscal crisis in Puerto Rico
  • A life sciences company in an SEC investigation into possible securities fraud
  • A former head of the US dollar swaps desk for a global financial institution in an investigation of ISDAfix by the DOJ and the Commodity Futures Trading Commission
  • A for-profit education institution in Congressional and related investigations
  • A global pharmaceutical company in intensive in-country reviews of FCPA and related anti-corruption compliance efforts in Saudi Arabia (2010), Japan (2012), Ukraine (2013) and Argentina (2014)
  • Various European officers of an international bank in connection with a multi-jurisdiction criminal investigation of alleged collusion among banks in the setting of LIBOR and similar benchmark interest rates
  • An RMBS Trader in a criminal securities fraud prosecution in the District of Connecticut and in a parallel SEC enforcement action
  • A former senior executive for a US global financial institution in an investigation by the SEC, DOJ and the Federal Reserve into alleged violations of the FCPA in China
  • A former Lehman Brothers executive in an SEC investigation relating to the bankruptcy of Lehman Brothers
  • The audit committee of a NASDAQ-listed company in an internal investigation of published allegations regarding possible improper payments in connection with a US$1 billion government tender
  • An executive of a manufacturing company in connection with an investigation by the DOJ Antitrust Division 
  • A multinational bank in an investigation by DOJ, OFAC and the District Attorney of New York of allegedly "non-transparent" wire transfer practices relating to several countries subject to US sanctions
  • Two senior foreign exchange ("FX") traders at a major US bank in connection with a multi-nation criminal investigation into alleged manipulation of FX rates
  • A national financial institution in a civil action involving fraud and RICO claims
  • An accounting firm in a New York State false statement investigation
  • An agricultural products company in an internal investigation of alleged commercial bribery violations
  • A senior executive of a global shipping conglomerate in a criminal price-fixing investigation by the DOJ Antitrust Division
  • Various individuals in connection with ongoing Southern District of New York Grand Jury investigations into undeclared offshore bank accounts
  • A technology company and its top executives in a securities class action premised on violations of the FCPA
  • An international conglomerate in connection with an investigation by the Manhattan District Attorney's Office into alleged OFAC violations relating to an Iranian shipping company
  • A Middle Eastern bank defending a civil asset forfeiture action brought by the US Attorney's Office for the Southern District of New York, seeking forfeiture of nearly US$1 billion
  • An individual in a Southern District of New York prosecution for bank fraud involving Russia-based computer hackers
  • An alleged "tippee" in an insider trading investigation by the DOJ and SEC
  • An alleged "tipper" in an insider trading investigation by the DOJ and SEC
  • A global investment management firm based in London in connection with an OFAC investigation into potential violation of sanctions regulations relating to Cuba
  • Various companies in connection with drafting and implementing FCPA compliance policies and providing anti-corruption training in the US and abroad
  • An investment fund based in the United Arab Emirates in connection with an action in the Southern District of New York asserting a claim to certain bank accounts frozen by OFAC
  • An international freight forwarder in an internal investigation of an embezzlement of over US$1 million, resulting in Federal criminal charges against the embezzler
  • A global financial services and insurance company in litigation with a former executive involving claims of breach of fiduciary duty, breaches of contract and the executive's theft of confidential information
  • A Lebanese-based bank in connection with a sanctions-related joint investigation by OFAC, DOJ and the District Attorney of New York
  • A Fortune 50 company in an internal investigation of potential FCPA violations in Japan